ADV(k) Explorer — Fee Transparency Dashboard

Plans Scored

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Form 5500 plans with fee data

Providers

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Unique service providers

ADV Matched

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Avg. Transparency Score

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Plans with ADV Conflicts

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Match Methods

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ADV cross-reference quality

Item 11 Disclosures

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Matched providers with disclosures

Pension Consultants

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ADV Item 7A(12) flagged

📊 Fee Transparency Score Distribution by Decile

⚠️ ADV Conflict Flags — Matched Providers

Data Sources 📄 IRS Form 5500 Schedule C (2024) 📋 SEC Form ADV (Dec 2025) 🏢 60,936 plans 👥 12,605 providers 🔗 2,450 ADV cross-referenced

🚩 Red Flags Overview

Terminated Providers —

Failed to Provide Info —

Party-in-Interest —

Indirect Comp Providers —

📈 Transparency Score vs. Plan Assets — Top 200 Plans

🏢 Provider Cross-Reference — ADV Match Status

Showing 12,605 providers

Provider Name ▾	EIN	Plans ▾	Direct Comp ▾	Indirect Comp ▾	ADV Match	CRD	Conflicts	Disclosures

📋 Plan Fee Transparency Scores

Showing 60,936 plans

Plan Name ▾	Sponsor	Score ▾	Decile	Assets ▾	Participants	Providers	Total Comp ▾	Flags

⚠️ ADV Conflict Flag Analysis

SEC Form ADV requires registered investment advisers to disclose potential conflicts of interest. These flags are cross-referenced against 5500 Schedule C service providers to identify plans with heightened fiduciary risk.

📊 Conflict Co-Occurrence Matrix

How often do conflict flags appear together among matched providers?

🔍 Top Providers by Conflict Count

Provider	CRD	Plans Served	Principal Trading	Soft Dollars	Pension Consultant	Agency Cross	Product Comp	Item 11	Total Flags