ADV(k) Explorer — Fee Transparency Dashboard

ADV(k) Intelligence Hub

4 data sources. 1 conflict analysis engine.

SEC Form ADV Transparency Scores Fund Tickers 5500/Search(k)

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Source 1 — SEC Form ADV

16,484 firms

448 columns per firm · Dec 2025 vintage

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Source 2 — Transparency Scores

16,484 scored

5 dimensions · percentile-ranked

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Source 3 — Fund Tickers

28,236 classes

CIK-linked mutual fund families

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Source 4 — 5500/Search(k)

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plans · providers · Schedule C compensation

Intelligence Reports

Adviser Conflict Profiles

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providers with ADV conflict flags

Plan Vulnerability

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plans with providers flagged for conflicts

Pension Consultant Exposure

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firms flagged as pension consultants

Market Concentration

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in total disclosed compensation

TPA-Adviser Relationships

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Co-occurring TPA + adviser pairs across plans

Fund Family Conflicts

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RIAs that manage funds AND advise plans

Industry Benchmarking

18 sectors

Fee and conflict comparison by NAICS code

Red Flag Watchlist

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plans with terminated or failed-to-provide

Score Distribution & Conflict Analysis

Fee Transparency Score by Decile

ADV Conflict Flags — Matched Providers

🏢 Provider Cross-Reference — ADV Match Status

Showing 12,605 providers

Provider Name ▾	EIN	Plans ▾	Direct Comp ▾	Indirect Comp ▾	ADV Match	CRD	Conflicts	Disclosures	Parent Entity

📋 Plan Fee Transparency Scores

Showing 60,936 plans

Plan Name ▾	Sponsor	Score ▾	Decile	Assets ▾	Participants	Providers	Total Comp ▾	Flags

⚠️ ADV Conflict Flag Analysis

SEC Form ADV requires registered investment advisers to disclose potential conflicts of interest. These flags are cross-referenced against 5500 Schedule C service providers to identify plans with heightened fiduciary risk.

📊 Conflict Co-Occurrence Matrix

How often do conflict flags appear together among matched providers?

🔍 Top Providers by Conflict Count

Provider	CRD	Plans Served	Principal Trading	Soft Dollars	Pension Consultant	Agency Cross	Product Comp	Item 11	Total Flags

🏛️ Market Concentration by Parent Entity

Multiple EINs from the same company rolled up into a single parent entity view. Plan counts, total compensation, and conflict flags aggregated across all subsidiaries.

Parent Entity	EINs	Plans	Direct Comp	ADV	Conflicts	Disclosures	Subsidiaries